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Sanitary and Phytosanitary Measures

  1. The basic goals of the SPS Agreement
    • (a) Recognise the sovereign right of Members to provide the level of health protection they deem appropriate; and;
    • (b) Ensure that SPS measures do not represent unnecessary, arbitrary, scientifically unjustifiable, or disguised restrictions on international trade.
    • Measures should be scientifically justifed and should be applied only to the extent necessary to protect health.
    • Protection vs. Protectionism.

  2. SPS measures: definiton
    • SPS measure is any measure applied:
      (a) to protect animal or plant life or health within the territory of the Member from risks arising from the entry, establishment or spread of pests, diseases, disease-carrying organisms or disease-causing organisms;

      (b) to protect human or animal life or health within the territory of the Member from risks arising from additives, contaminants, toxins or disease-causing organisms in foods, beverages or feedstuffs;

      (c) to protect human life or health within the territory of the Member from risks arising from diseases carried by animals, plants or products thereof, or from the entry, establishment or spread of pests; or

      (d) to prevent or limit other damage within the territory of the Member from the entry, establishment or spread of pests.
  3. SPS and TBT measures
    • The TBT Agreement covers all technical requirements, voluntary standards and the procedures to ensure that these are met (energy-saving devices, labelling of cigarettes).
      Under the SPS Agreement, measures may be imposed only to the extent necessary to protect life or health, on the basis of scientific information. However, the TBT Agreement permits the introduction of TBT regulations to meet a variety of legitimate objectives, including national security, the prevention of deceptive practices, protection of human health or safety or the environment.
    • Food labelling
      Health warnings, use, dosage — SPS
      Label’s position, lettering, composition, nutrient content, quality — TBT
      Fruit
      Treatment of imported fruit to prevent pests spreading — SPS
      Quality, grading and labelling of imported fruit — TBT

  4. Scientific justification
    • Article 2 of the SPS Agreement stresses that Members have the right to adopt SPS measures to achieve their self-determined health protection level. But only if the measuers:
      (a) are applied only to the extent necessary to protect life or health;
      (b) are based on scientific principles and not maintained without sufficient scientific evidence (except emergency or provisional measures); and
      (c) do not unjustifiably discriminate between national and foreign, or among foreign sources of supply.
      Members have two options to show that their measures are based on science. They may either:
      (1) base their measures on international standards; or
      (2) base their measures on scientific risk assessment.

  5. Harmonization — Basing measures on international standards

  6. Risk Assessment
    • Risk Assessment shall take into account
      (a) the potential damage in terms of loss of production or sales in the event of the entry, establishment or spread of a pest or disease;
      (b) the costs of control or eradication in the territory of the importing Member; and
      (c) the relative cost-effectiveness of alternative approaches to limiting risks.
    • In the case of food-related risk, it is sufficient to evaluate the potential for adverse effects. In the case of pest or disease risk, one must evaluate the likelihood of entry, establishment or spread according to the SPS measures which might be applied, and the associated potential biological and economic consequences.

  7. Provisional measures
    • Provisional measure may be imposed only in a situation where relevant scientific information is insufficient.

  8. Equivalence of the SPS measures of an exporting Member
    • Example — Dairy Products and Foot and Mouth Disease.

  9. Regionalization — Adapting measures to regional conditions
Additional materials

SPS AGREEMENT TRAINING MODULE

Introduction to WTO rules on sanitary and phytosanitary measures

“Understanding the SPS Agreement”: A more technical introduction